The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

While Wells Fargo and Merrill Lynch paid $60 million for a ‘cash sweep’ Securities and Exchange Commission violation in February, Morgan Stanley will see no penalty from the SEC over the firm ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...

Morgan Stanley Direct Lending Fund (NYSE: MSDL) ("MSDL" or the "Company") today announced that it has priced an offering of $350.0 million aggregate principal amount of 6.000% notes due 2030 (the ...

Morgan Stanley Investment Management (MSIM) has introduced a new evergreen private equity fund aimed at expanding access to ...

China’s Zijin Mining Group Co. has picked Citic Securities Co. and Morgan Stanley for the Hong Kong initial public offering ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.