Morgan Stanley said the Securities and Exchange Commission’s enforcement division closed its investigation into the company’s ...

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

(Reuters) -The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a state regulator, though.

Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...

In what may be viewed as a pre-emptive move, Morgan Stanley raised its advisory sweep interest rate from 0.01% to roughly 2% as of August 1, 2024—joining other firms aiming to ease regulatory tensions ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

The SEC has concluded its investigation into Morgan Stanley's cash sweep program without pursuing enforcement action, after examining its compliance with regulations. Several banks' cash sweeps faced ...

Morgan Stanley said the Securities and Exchange Commission’s enforcement division closed its investigation into the company’s cash sweep practices and doesn’t intend to recommend an ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.