News

Financial services firms dealt tens of millions in regulatory fines
Financial services firms are shedding millions in fines as regulators crack down on lax anti-money laundering processes ...
UK financial watchdog rolls out new rules to boost capital markets
Britain’s financial regulator will scrap the need for most listed companies to publish lengthy prospectus documents before ...
Crowdfund Insider3d
UK’s Financial Conduct Authority Finalizes Non-Financial Misconduct Rules
The UK's Financial Conduct Authority (FCA) released its Consultation Paper and Policy Statement (CP25/18), marking a ...
FCA boss sounds alarm on financial warfare and debt levels
Rising sovereign debt and an attack on Britain's financial infrastructure are the two biggest threats to UK markets, the FCA ...
Biometric Update1d
Financial fraud prompts $14M digital identity intelligence investment, calls for action
Financial fraud concerns motivate a $14 million investment by Barclay's, blocked websites in the UK, calls for Caribbean ...
IFA Magazine2d
Financial Ombudsman Service announces change to compensation interest levels
The Financial Ombudsman Service has today (15 July) announced plans to change the interest rate applied to the compensation ...
Reuters21d
Financial Conduct Authority | Reuters
Britain's Financial Conduct Authority is to extend rules covering non-financial misconduct such as bullying and discrimination beyond the banking industry in a bid to clamp down on bad behaviour ...
FCA clarifies expectations on non-financial misconduct to align approach across financial services
Thomas Beale assesses the FCA’s extended conduct rules on bullying, harassment and violence. What are the practical implications for financial services firms and individuals, and will they deepen ...